Insights

27th October 2026 - Considering adopting AI in your financial services business? Here are 8 questions to consider first.

It has been clear for some time that the increased prevalence of AI would not automatically lead the FCA to introduce a whole raft of new regulations around it……

21st October 2026 - Good MI and governance: more than just a regulatory necessity?

I recently read an interesting article in Professional Adviser about the advice market and the ongoing M&A activity within the sector. One of the themes tha…

19th October 2026 - Consumer Duty Fair Value Assessments: five things worth checking in your advice firm

Fair value is not demonstrated simply by charging a reasonable fee. Firms need to be able to explain the benefits customers receive, the evidence supporting the…

12th October 2026 - Compliance doesn't always need to be complicated. Sometimes the basics need fixing first.

The FCA has recently published some interesting findings from its review of compliance functions within corporate finance firms. At first glance, this might see…

30th July 2026 - School's Out for Summ...not quite!

Just as you thought you might not hear from the FCA for the rest of the summer, they go and publish the latest in their Consumer Duty good practice publications…

7th July 2026 - Legacy products, poor data and simplification: the FCA has highlighted three Consumer Duty issues that firms can no longer afford to overlook

The FCA’s latest Multi-firm Review of Consumer Duty price and value practices for unit-linked pensions and savings sends a clear message: legacy products remain…

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